Cognitive Investments Compliance


Cognitive Investments LLC (“CI”) is a registered investment advisor. Advisory services are only offered to clients or prospective clients where CI and its representatives are properly licensed or exempt from licensure.

For current CI information, please visit the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with CI’s CRD #308306.

The information provided is for educational and informational purposes only and does not constitute investment advice and it should not be relied on as such. It should not be considered a solicitation to buy or an offer to sell a security. It does not take in to account any investor’s particular investment objectives, strategies, tax status or investment horizon. 

CI and its representatives do not provide legal, accounting, or tax advice. Consult your attorney or tax professional. Representatives have general knowledge of the Social Security tenets. For complete details on your situation, contact the Social Security Administration.

No investment strategy or risk management technique can guarantee returns or eliminate risk in any market environment.  

All investments include a risk of loss that clients should be prepared to bear. The principal risks of CI’s strategies are disclosed in the publicly available Form ADV Part 2A.
Asset Allocation may be used in an effort to manage risk and enhance returns. It does not, however, guarantee a profit or protect against loss.

CI’s “Knowledge Platform” is an informal network. CI does not maintain formal agreements with participants in the platform and does not compensate any participant. This platform is a representation of contacts that CI has made throughout the years that can be called upon to provide input and perspective on various topics.

Advisors who recommend non-affiliated private investments to Clients have a fiduciary duty to conduct reasonable due diligence to ensure that the recommended investment is a suitable product and in the best interests of the Client.

Under Securities Law, a company or private fund may not offer or sell securities unless the transaction has been registered with the SEC or an exemption from registration is available. Certain securities offerings that are exempt from registration may only be offered to, or purchased by, persons who are accredited investors. One principal purpose of the accredited investor concept is to identify persons who can bear the economic risk of investing in these unregistered securities.

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